Vista Equity Partners (“Vista”) is seeking to hire a highly accountable and diligent Associate, who will work with the Fund Formation and Broker-Dealer entity to support Vista’s marketing and investor on-boarding functions. Areas of responsibility will include, but are not limited to, (1) provide dedicated support to the Fund Counsels in all areas of fund formation processes (2) spearhead the organization and maintenance of all Vista fund formation and related documentation, (3) perform FINRA and RIA related approval processes for Vista’s internal sales and other investor tracking platforms, (5) perform FINRA and RIA compliance reviews of fundraising and other marketing materials and (6) prepare AML certifications and work with investors and fund administrator on review and follow-up of Vista risk review of potential investors and completion of AML procedures during on-boarding.
Successful candidates will possess a high level of personal accountability, a strong work ethic, strong organizational skills, and the ability to work as a part of a team or individually with limited supervision. This is a highly visible and impactful role that will require excellent communication skills and a professional demeanor. This role will report to both the CCO of the Broker-Dealer and Vista’s co-Senior Fund Counsels and can be based in San Francisco, CA; Chicago, IL, Austin, TX or New York, NY and is for an immediate start.
Recruitment Incentive: Applicants may be eligible for a $40,000 recruitment incentive in accordance with regulatory requirements. Click apply for complete details on the recruitment incentive details and eligibility. At their core, those who join the Secret Service are...
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